DTC Forms

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Eligibility Questionnaire Eligibility Questionnaire must be completed by the issuer in an application for DTC issue eligibility.
Transfer Agent Attestation Transfer Agent Attestation must be completed by the transfer agent in an application for DTC issue eligibility.
Operational Arrangements Operational Arrangements explains what is necessary for securities to become and remain eligible for DTC services
Issuer Letter of Representations Issuer Letter of Representations (ILOR) needs to be completed by Issuer and Co-Issuer(s), if applicable.
Blanket Issuer Letter of Representations Blanket Issuer Letter of Representations (BLOR) needs to be completed by Issuer and Co-Issuer(s), if applicable.
REIT Letter A REIT Letter is required for equity issuances by a REIT issuer subject to ownership percentage thresholds.
Gaming Letter A Gaming Letter is required for issuers involved in activity subject to Gaming and/or other types of Regulatory Commissions.
SEC Registration Exchange Letter Procedures for Submitting a Notice of Exchange of Securities Eligible at DTC Issued Pursuant to Rule 144A & Regulation S, if applicable, now Registered with the SEC under an Effective Registration Statement or Shelf Registration ("Exchange Letter")
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For all other Issue Eligibility Forms, please visit http://www.dtcc.com/legal/issue-eligibility.aspx